LOBBYIST FILING AGREEMENT

 

 

This Agreement, made this 12th day of September, 2006, by and between Southern Maryland Association of Realtors, and Jill B. Martin, Esquire, who has been designated Staff Counsel for this matter by the Maryland State Ethics Commission (hereinafter the Staff Counsel).

 

                                                                    RECITALS

 

The State Ethics Commission (“the Commission”) is the executive agency of the State of Maryland established by Chapter 513, Acts of 1979 for the purpose of enforcing the Maryland Public Ethics Law (State Government Article, Title 15, Annotated Code of Maryland, hereinafter the Ethics Law) including the provisions of Subtitle 7, the lobbying disclosure program;

 

Southern Maryland Association of Realtors (hereinafter the “organization”) is an organization which had lobbying activities during the period of January 1, 2006 through October 31, 2006;

 

On February 13, 2006, the organization sponsored a special event for members of the General Assembly.

 

On May 24, 2006, the organization submitted a lobbying activity report for the period November 1, 2005 through April 30, 2006; the organization reported expenditures of $1,420 for the special event held on February 13, 2006 and $7,746.65 in expenses for staff of the registrant.

 

The organization did not file the required Form 13E (“Five Day Notice”) within 5 days of the special event or the required 13F (“Fourteen Day Report”) for the special event within 14 days of the event, as required by the State Government Article, Section 15-708(d)(1) of the Ethics Law.

 

The organization subsequently filed a Fourteen Day Report for the event on May 24, 2006.  The organization reported $1,420.00 in total cost for the event.

 

The organization is voluntarily entering into this agreement to admit its failure to timely file a a fourteen day report with the Commission and to pay a sum of money in lieu of potential late filing fees pursuant to Section 15-405(d)(1) of the Ethics Law;

 

NOW THEREFORE, in consideration of the submission of the required fourteen day report by the organization on May 24, 2006 and the admissions and agreements herein contained, the filer and the Staff Counsel stipulate and agree as follows:

 

1.  The organization did not timely file the fourteen day report as required by §15-708(d)(1).

 


2.  The organization reported the delinquency to the Commission on May 24, 2006 by filing the fourteen day report (copy of which has been attached hereto and made a part thereof).

 

3.  The organization understands that failure to comply with the lobbying disclosure provisions of the Ethics Law may subject the organization to a formal complaint by the Commission and, upon finding of a violation, late fees and the possibility of civil fines.

 

4.  Based on the facts stated in this agreement the organization agrees to pay as settlement of the late filing matter, the amount of Two Hundred and Fifty Dollars ($250.00) at the time of the execution of this agreement in lieu of potential late fees for the above admitted late fourteen day report (paragraph 1).

 

5.  The Staff Counsel will upon execution of this Agreement by the organization recommend that the Commission not institute any proceedings on the organization’s failure to timely report. The organization understands that the Commission is under no obligation to accept this agreement and may decide to take other action, including issuing a complaint.

 

6.  The organization waives a formal hearing on this matter (if the agreement is accepted by the Commission) to which it would be entitled if a complaint were issued, and understands that this Agreement and materials relating to this matter are not subject to the confidentiality provisions of  the Ethics law, and will be public information unless otherwise protected.

 

7.  The organization and Staff Counsel have entered into this Agreement for the sole purpose of receiving the late submission of a fourteen day report and for the payment of late fees and for no other purpose.

 

 

IN WITNESS WHEREOF,_____________________ , representing Southern Maryland Association of Realtors, and Jill B. Martin, Staff Counsel, State Ethics Commission, have hereunto set their hands.

 

Southern Maryland Association of Realtors

 

                              /s/                                                               By:  _________________________       

Jill B. Martin, Designated Staff Counsel                                    

State Ethics Commission                                                       _________________________

45 Calvert Street, 3rd Floor                                                       (Printed Name)                       

Annapolis, Maryland 21401                                         

(410) 260-7770                                                                   __________________________

                                                                                                            (Title)

 

 

 

 

----------

 


State of ______________,

County of: _______________________, to wit:

 

Before me, the undersigned, a Notary Public in and for the State and County aforesaid, personally appeared _________________, who acknowledged herself or himself to be the ________________of Southern Maryland Association of Realtors and that he or she as such ____________________ (officer) and being authorized to do so, executed this document for the purpose set forth herein on behalf of Southern Maryland Association of Realtors on this_______     day of ____________________.  In witness whereof I hereunto set my hand and seal.

 

 

__________________________________

Notary Public

 

My Commission Expires: ______________________

 

 

 

                                                                   ---------------

 

State of Maryland,

County of: _______________________, to wit:

 

Before me, the undersigned, a Notary Public in and for the State and County aforesaid, personally appeared Jill B. Martin, Staff Counsel to the State Ethics Commission, who made oath on this         day of ________________, 2006 in due form of law that she executed this agreement for the purposes set forth herein.

 

 

__________________________________

Notary Public

 

My Commission Expires:  _____________________

 

                                                                   ---------------

 

Accepted by the Commission

 

 

___________/s/_______________________

Julian L. Lapides, Chairman

for the Commission

 

Date:  September 21, 2006