In the Matter of:

LISA POREMSKI

Respondent

Before the State Ethics Commission

 

 

Complaint No.: C-05-08

 

 

 

 

STIPULATION OF SETTLEMENT AGREEMENT

 

On the 3rd day of March, 2008, between Lisa Poremski, Respondent and William J. Colquhoun, Staff Counsel, agreed as follows:

 

STIPULATIONS

            The State Ethics Commission (“Commission”) is an executive agency of the State of Maryland established for the purpose of enforcing the Maryland Public Ethics Law (Title 15, State Government Article, Annotated Code of Maryland, hereinafter the Ethics Law);

 

     The Respondent is an individual whose lobbying activities on behalf of International Business Machines Corporation (“the employer”) during the period of May 1, 2007 through October 31, 2007, required registration as a lobbyist with the State Ethics Commission;

 

     The Respondent registered on June 25, 2007, as a lobbyist with the Commission as required by the State Government Article, Section 15-703(d)(1) of the Ethics Law on behalf of the employer;

 

     The Respondent was required to submit a Lobbying Activity Report by November 30, 2007, for the period May 1, 2007 through October 31 2007, as required by the State Government Article, Section 15-704(a)(i) of the Ethics Law and failed to submit the required report;

 

      On February 1, 2008, the Commission issued a complaint against the Respondent alleging the failure to file a Lobbying Activity Report for the period of May 1, 2007 through October 31 2007;

 

     On March 3, 2008, the Respondent submitted the delinquent Lobbying Activity Report for the period May 1, 2007 through October 31, 2007; and

        

     The Respondent is voluntarily entering into this Stipulation of Settlement Agreement to admit her failure to timely file the Lobbying Activity Report for the period May 1, 2007 through October 31, 2007, with the Commission and to pay a sum of money in lieu of potential late filing fees pursuant to State Government Article, Section 14-405 of the Public Ethics Law;

 

     IN CONSIDERATION of the submission of the required Lobbying Activity Report by the Respondent, and the stipulations recited above, the Respondent and Staff Counsel agree as follows:

 

1.      Respondent admits that she did not timely file her Lobbying Activity Report on behalf of the employer for the period May 1, 2007 through October 31, 2007, as required by State Government Article, Section 15-704(a)(ii) of the Ethics Law.

 

2.      Respondent subsequently filed the required Lobbying Activity Report with the Commission on March 3, 2008 (a copy of which has been attached hereto and made a part hereof).

 

3.      Respondent understands that failure to comply with the lobbying disclosure provisions of the Public Ethics Law can subject her to a formal complaint by the Commission and upon a finding of a violation the possibility of late fees, civil fines, reprimand or a suspension of her ability to lobby for compensation.

 

4.  Based on the facts stated in this Stipulation of Settlement, the Respondent agrees to pay as    

settlement of the complaint, the amount of Two Hundred and Fifty Dollars ($250.00) at   the time  of the execution of this agreement in lieu of a potential late fees and in lieu of civil fines for the above admitted late activity report (paragraph 1).

 

5.      Respondent waives a formal hearing on this matter and agrees that acceptance of the Stipulation of Settlement by the Commission would constitute, based on his admission of violations of the Public Ethics Law, a final action and finding of violation by the Commission, and, pursuant to § 15-407 of the Public Ethics Law, this Agreement and materials relating to this matter are not subject to the confidentiality provisions of the Public Ethics Law and will be public information unless otherwise protected.

 

6.      Staff Counsel will upon execution of this Agreement by the Respondent, recommend that the Commission suspend further complaint proceedings against the Respondent and recommend further that the Commission issue a Final Order in accordance with the terms of this Agreement.

 

7.      Respondent accepts that the Commission, pursuant to Section 15-405(c)(2) of the Ethics Law, will issue a reprimand to her effective the date of the Final Order.  The reprimand, this agreement, including any documents incorporated herein, and the Final Order will be transmitted to his employer.

 

8.      Respondent and Staff Counsel have entered into this Agreement for the sole purpose of resolving the late submission of the Lobbying Activity Report, for the payment in lieu of late fees, and to resolve the complaint now pending, and for no other purpose.

 

 

     IN WITNESS WHEREFORE, Lisa Poremski, Respondent and William J. Colquhoun, Staff Counsel for the State Ethics Commission, have signed below.

 

 

 

                                /s/                                                             _______/s/______________________      

William J. Colquhoun, Staff Counsel                              Lisa Poremski

State Ethics Commission                                               Lobbyist

45 Calvert Street, 3rd Floor                                           International Business Machines

Annapolis, MD  21401                                     Corporation                                         

(410) 260-7770

 

----------

 


State of Maryland

County of: _______________________, to wit:

 

Before me, the undersigned, a Notary Public in and for the State and County aforesaid, personally appeared Lisa Poremski, who made oath on this            day of ____________________, 2008, in due form of law that the matters and facts hereinabove set forth are true to the best of her knowledge, information and belief, and are her voluntary act and that she executed this document for the purpose set forth herein.

__________________________________

Notary Public

 

My Commission Expires: ______________________

 

                                                                   ---------------

 

 

 

State of Maryland,

County of: _______________________, to wit:

 

Before me, the undersigned, a Notary Public in and for the State and County aforesaid, personally appeared William J. Colquhoun, Staff Counsel to the State Ethics Commission, who made oath on this         day of ________________, 2008,in due form of law that he executed this agreement for the purposes set forth herein.

 

 

__________________________________

Notary Public

 

My Commission Expires:  _____________________

 

 

                                                                   ---------------

 

Accepted by the Commission

 

 

 

 

__________/s/________________________

Robert F. Scholz, Chairman

for the Commission

 

Date:  March 6, 2008